This arti­cle dis­cuss­es the major aspects cov­ered by the guid­ance doc­u­ment MDCG 2020-6, Clin­i­cal evi­dence need­ed for med­ical devices pre­vi­ous­ly CE marked under Direc­tives 93/42/EEC or 90/385/EEC, here­in referred to as lega­cy devices. It looks at the paper through the glass­es of a class I med­ical device manufacturer. 

The doc­u­ment gen­er­al­ly explains how suf­fi­cient clin­i­cal evi­dence is defined and what con­sti­tutes suf­fi­cient clin­i­cal evi­dence for lega­cy devices. This is of vital impor­tance because arti­cle 61(1) of the med­ical devices reg­u­la­tion (MDR) defines this as an ulti­mate require­ment for a valid clin­i­cal evaluation. 

Basic con­sid­er­a­tions

MDCG 2020-6 defines suf­fi­cient clin­i­cal evi­dence as “the present result of the qual­i­fied assess­ment which has reached the con­clu­sion that the device is safe and achieves the intend­ed ben­e­fits” (MDCG 2020-6).

For lega­cy devices it should be not­ed that clin­i­cal data col­lect­ed under the med­ical devices direc­tive (MDD) and post-mar­ket clin­i­cal data will be used for the med­ical devices reg­u­la­tion MDR clin­i­cal eval­u­a­tion. In addi­tion, class I devices that may make use of the extend­ed tran­si­tion peri­od, must nonethe­less ful­ly com­ply with the MDR require­ments on post-mar­ket sur­veil­lance (PMS) or post-mar­ket clin­i­cal fol­low-up (PMCF) respec­tive­ly as of May 26, 2021. 

This may rep­re­sent a spe­cif­ic chal­lenge for man­u­fac­tur­ers of reusable sur­gi­cal instru­ments, most med­ical device soft­ware, cer­tain sub­stance-based prod­ucts, etc. Although these prod­ucts may be placed on the Euro­pean mar­ket under the MDD until May 25, 2024, PMS data gen­er­at­ed under MDR require­ments might force man­u­fac­tur­ers to update their risk man­age­ment, clin­i­cal eval­u­a­tion or label­ing. This in turn might lead to a sig­nif­i­cant change and require imme­di­ate full MDR compliance. 

Clin­i­cal eval­u­a­tion plan

MDCG 2020-6 pro­vides infor­ma­tion what gaps between the MDR and MEDDEV 2.7/1, rev. 4 require­ments on the clin­i­cal eval­u­a­tion plan exist and sug­gests how to close these gaps. A man­u­fac­tur­er should look at the addi­tion­al expla­na­tions regard­ing the intend­ed clin­i­cal ben­e­fits and the deter­mi­na­tion of required lev­el of clin­i­cal evi­dence as these aspects seem­ing­ly move fur­ther into focus. 

Sim­i­lar devices and well-estab­lished technologies

Although MEDDEV 2.7/1, rev. 4 already refers to well-estab­lished tech­nolo­gies and sim­i­lar devices, MDCG 2020-6 con­tains fur­ther expla­na­tion how to embed these two con­cepts in the clin­i­cal eval­u­a­tion process. Sim­i­lar devices should be con­sid­ered sep­a­rate­ly from equiv­a­lent devices where bas­ing the clin­i­cal eval­u­a­tion on the lat­ter has grown increas­ing­ly dif­fi­cult under the MDR. This has already been dis­cussed in a pre­vi­ous arti­cle. Sim­i­lar devices and well-estab­lished tech­nolo­gies may be of par­tic­u­lar rel­e­vance for class I med­ical device man­u­fac­tur­ers as dis­cussed fur­ther below. 

Pre- and post-mar­ket data

MDCG 2020-6 also explains which pre- and post-mar­ket sources may be used for the iden­ti­fi­ca­tion of clin­i­cal data and that clin­i­cal data is defined more nar­row­ly under the MDR as opposed to what was pos­si­ble under the MDD. For post-mar­ket data, how­ev­er, the doc­u­ment also spec­i­fies that clin­i­cal data from sim­i­lar devices may be used under cer­tain circumstances. 

Data appraisal and analysis

In terms of clin­i­cal data appraisal, MDCG 2020-6 main­ly ref­er­ences to MEDDEV 2.7/1, rev. 4 and pro­vides rec­om­men­da­tions for com­mon­ly rec­og­nized and val­i­dat­ed assess­ment tools. In this con­text, it is men­tioned that where a man­u­fac­tur­er relies on pre-clin­i­cal data, addi­tion­al clin­i­cal data from PMCF may sup­port the device’s safe­ty and per­for­mance claims. 

Clin­i­cal data analy­sis should also gen­er­al­ly fol­low the prin­ci­ples of MEDDEV 2.7/1, rev.4 but the clin­i­cal eval­u­a­tion must demon­strate com­pli­ance with the gen­er­al safe­ty and per­for­mance require­ments (GSPR). The analy­sis should com­prise con­sid­er­a­tions regard­ing clin­i­cal ben­e­fits, risks, the ben­e­fit-risk deter­mi­na­tion in the con­text of the state-of-the-art and a ratio­nale regard­ing the lev­el of clin­i­cal evi­dence to demon­strate GSPR conformity. 

Con­clud­ing points

MDCG 2020-6 makes a point, which seems to be espe­cial­ly impor­tant. On the one hand, it says that even well-estab­lished tech­nolo­gies may require addi­tion­al clin­i­cal data from PMCF if rel­e­vant lit­er­a­ture is not avail­able. This might be the case for many class I med­ical devices because these prod­ucts are sub­ject to reg­u­la­to­ry inter­est and thus research to a low­er degree. On the oth­er hand, if a low risk device belongs to the group of well-estab­lished tech­nolo­gies with a low inno­va­tion poten­tial, less clin­i­cal evi­dence pos­si­bly com­ing from sim­i­lar devices may be nec­es­sary. This is pos­si­ble only under cer­tain con­di­tions, for exam­ple if poten­tial­ly backed by PMS data. 

The lat­ter point may help man­u­fac­tur­ers of class I med­ical devices to justify

The lat­ter point may help man­u­fac­tur­ers of class I med­ical devices to jus­ti­fy using pre-clin­i­cal data and data from sim­i­lar devices to com­ply with the MDR safe­ty and per­for­mance require­ments. In this con­text, annex III of MDCG 2020-6 appears use­ful because it intro­duces twelve hier­ar­chi­cal lev­els of clin­i­cal evi­dence that may be used to sup­port the rationale. 

To sum­ma­rize, adopt­ing the MDR clin­i­cal eval­u­a­tion require­ments remains a chal­leng­ing task, but MDCG 2020-6 pro­vides use­ful insights to over­come the hurdles.

Source: MDCG guid­ance document

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