Using lit­er­a­ture for clin­i­cal eval­u­a­tions was a com­mon approach for set­ting up clin­i­cal eval­u­a­tions under the MDD. This arti­cle dis­cuss­es the new MDCG 2020-5 guid­ance doc­u­ment, which illus­trates to what extent clin­i­cal data from equiv­a­lent devices may be used for clin­i­cal eval­u­a­tions under the MDR.

Reg­u­la­to­ry back­ground for lit­er­a­ture on equiv­a­lent devices in clin­i­cal evaluations

In April 2020, the Med­ical Device Coor­di­na­tion Group (MDCG) issued a set of guid­ance doc­u­ments that are vital for man­u­fac­tur­ers to com­ply with the clin­i­cal eval­u­a­tion require­ments under Reg­u­la­tion (EU) 2017/745 on med­ical devices (MDR). Doc­u­ment “MDCG 2020-5 Clin­i­cal Eval­u­a­tion – Equiv­a­lence” takes a cen­tral role in this context.

As a gen­er­al rule, the clin­i­cal eval­u­a­tion process under the MDR allows for using clin­i­cal data from equiv­a­lent devices to sup­port safe­ty and per­for­mance claims. This approach is com­mon­ly referred to as “lit­er­a­ture route”. The guid­ance states that in addi­tion to clin­i­cal inves­ti­ga­tions, “clin­i­cal data can also be sourced from

This over­all prin­ci­ple could already be used under the Med­ical Devices Direc­tive (MDD) and MEDDEV 2.7/1, rev. 4. This new MDCG guid­ance doc­u­ment has been set up to pro­vide advice how to appro­pri­ate­ly claim equiv­a­lence in accor­dance with the MDR and what are the main dif­fer­ences between the MDR and MEDDEV 2.7/1, rev. 4 (in terms of equivalence).

Man­u­fac­tur­ers must dis­cuss tech­ni­cal, bio­log­i­cal and clin­i­cal char­ac­ter­is­tics of a device to pro­vide evi­dence on equiv­a­lence. In this con­text, MDCG 2020-5 makes clear what the spe­cif­ic require­ments under the MDR are and in which aspects they dif­fer from the MEDDEV 2.7/1, rev. 4 pro­vi­sions. Under annex I of MDCG 2020-5 the MDCG sug­gests a table man­u­fac­tur­ers may use to take all required char­ac­ter­is­tics into consideration.

If equiv­a­lence may final­ly be claimed, clin­i­cal data or lit­er­a­ture respec­tive­ly from that device may be used for the clin­i­cal evaluation.

If equiv­a­lence may final­ly be claimed, clin­i­cal data or lit­er­a­ture respec­tive­ly from that device may be used for the clin­i­cal eval­u­a­tion. If equiv­a­lence may not be claimed and no own clin­i­cal data is avail­able, oth­er sources of data, e.g. per­for­mance data, may be used in the clin­i­cal eval­u­a­tion process.

Con­di­tions for using lit­er­a­ture on equiv­a­lent devices in clin­i­cal evaluations 

MDCG 2020-5 also dis­cuss­es essen­tial con­di­tions for man­u­fac­tur­ers to be able to claim equiv­a­lence. This arti­cle pro­vides an overview of some of the most impor­tant points below. How­ev­er, the list below is not com­plete and eco­nom­ic oper­a­tors are high­ly advised to thor­ough­ly review the entire doc­u­ment to make sure that their clin­i­cal eval­u­a­tions ful­fill the cor­re­spond­ing requirements:

It is like­ly that pre­dom­i­nant­ly clin­i­cal eval­u­a­tions for class I med­ical devices need to be reworked to com­ply with the afore­men­tioned requirements.

As indi­cat­ed ear­li­er, the over­all clin­i­cal eval­u­a­tion process does not change under the MDR. But it is like­ly that pre­dom­i­nant­ly clin­i­cal eval­u­a­tions for class I med­ical devices need to be reworked to com­ply with the afore­men­tioned require­ments. It is expect­ed that com­pe­tent author­i­ties who are in charge of the super­vi­sion of these prod­ucts will demand strict adher­ence to the MDR provisions.

Should you have any ques­tions, please don’t hes­i­tate to get in touch.

Sources: MDCG guid­ance documents

Accom­pa­ny­ing this sub­ject we rec­om­mend the fol­low­ing con­tent on our website